Regulatory & Compliance

Financial regulation, SEC/CFTC enforcement, industry-specific compliance, and corporate regulatory obligations

White Collar & InvestigationsRegulatory & Compliance

Ex-Kings County Judge Arrested in $5M Wire Fraud Conspiracy

Former Kings County Supreme Court Justice Edward Harold King was arrested and charged with wire fraud conspiracy after resigning amid misconduct investigation.

May 14, 20262 min read
Government & PolicyRegulatory & Compliance

Rohit Chopra Tapped to Lead California’s New Business Regulator

Ex-CFPB Director Rohit Chopra appointed by Governor Newsom as Secretary of California’s new Business and Consumer Services Agency, signaling tougher regulatory oversight.

May 14, 20263 min read
Regulatory & ComplianceLitigation

Judge Signals Texas Immigration Law Faces Major Constitutional Hurdles

Judge David Alan Ezra questioned the constitutionality of Texas SB 4 on May 13, 2026, raising major compliance questions for legal teams and policy watchers.

May 14, 20263 min read
Artificial IntelligenceLegal Tech

Musk-Altman OpenAI Trial Wraps Testimony, Closing Arguments Next

Testimony concluded in the Musk-Altman OpenAI trial, spotlighting legal questions on AI nonprofit governance. Closing arguments are set for May 14, 2026.

May 14, 20262 min read
Artificial IntelligenceRegulatory & Compliance

Pennsylvania Sues Character.AI for Chatbot’s Unlicensed Medical Claims

Pennsylvania regulators accuse Character.AI's chatbot, 'Emilie,' of practicing medicine without a license, raising urgent legal compliance questions for AI in healthcare.

May 13, 20262 min read
Regulatory & ComplianceLegal Tech

Kevin Warsh Confirmed as Federal Reserve Chair Amid Inflation Surge

Kevin Warsh was confirmed as Federal Reserve Chair by a 54-45 Senate vote, taking the helm amid persistent inflation and heightened scrutiny over Fed independence.

May 13, 20263 min read
LitigationRegulatory & Compliance

10th Circuit Sides with UnitedHealthcare in $4M Medicaid Fraud Dispute

UnitedHealthcare wins at the 10th Circuit, fending off $4M fraud claims from La Frontera Center over unpaid Medicaid claims. Decision shapes payor-provider dynamics.

May 13, 20262 min read
Privacy & Data ProtectionRegulatory & Compliance

Appeals Court Reviews DOJ Push for Michigan Voter Data Disclosure

Federal appeals court hears dispute over DOJ's request for Michigan's unredacted voter registration list, balancing transparency, privacy, and federal oversight in election law.

May 13, 20263 min read
Regulatory & ComplianceCybersecurity

CIRCIA Cyber Reporting Deadline Pushed to May 2026 After Industry Pushback

CISA has extended the CIRCIA cyber incident reporting deadline to May 2026, giving critical infrastructure and contractors more time to update compliance protocols and risk plans.

May 13, 20263 min read
LitigationLegal Tech

South Carolina Supreme Court Overturns Murdaugh Murder Convictions

The South Carolina Supreme Court overturned Alex Murdaugh's murder convictions, citing jury tampering by court clerk Becky Hill and ordering a new trial.

May 13, 20263 min read
Regulatory & ComplianceLegal Operations

EU AMLA Issues Reporting Standards for Direct Supervision Selection

The EU AMLA released a reporting package to guide Member States in identifying entities for direct AML supervision—impacting compliance for cross-border financial and legal professionals.

May 13, 20263 min read
Regulatory & ComplianceGovernment & Policy

Louisiana Advances Map Eliminating Majority-Black Congressional District

Louisiana Senate OKs new map removing a majority-Black district, setting up legal battles and raising concerns among voting rights advocates and lawmakers.

May 13, 20263 min read
Artificial IntelligenceRegulatory & Compliance

White House Discord Delays AI Policy Amid China Cyber Threats

White House policy disputes and postponed China talks are stalling AI regulation, raising urgent compliance challenges for legal teams as threats to U.S. AI security mount.

May 13, 20263 min read
Regulatory & ComplianceLegal Operations

EPA Finds Major Workplace Risks in 1,2-Dichloroethane Use

EPA's final risk evaluation finds 1,2-dichloroethane poses unreasonable risks in 15 workplace uses, triggering regulatory action for occupational safety in the U.S.

May 13, 20263 min read
Regulatory & ComplianceLitigation

Fifth Circuit Reviews Constitutionality of Congressional Proxy Voting

The Fifth Circuit is weighing if House proxy voting during the pandemic tainted a trillion-dollar spending law—a case with far-reaching effects for legislative procedure.

May 13, 20263 min read
Regulatory & ComplianceLitigation

Federal Judge Orders ICE Training After Colorado Warrantless Arrest Violations

A judge has mandated ICE agent retraining in Colorado after repeated violations of court-imposed limits on warrantless arrests, spotlighting stricter judicial oversight.

May 13, 20263 min read
Regulatory & ComplianceInternational Law

U.S. Broadens Cuba Sanctions: Secondary Sanctions Now in Play

The Biden administration expands Cuba sanctions to include secondary sanctions authority, increasing compliance risks for non-U.S. companies. Legal teams should reassess controls.

May 13, 20262 min read
Regulatory & ComplianceLitigation

Utah Urges Tenth Circuit to Resume Crackdown on Psilocybin Churches

Utah officials appeal to the Tenth Circuit, seeking to overturn injunctions that block enforcement of drug laws against a religious group using psilocybin mushrooms.

May 13, 20262 min read
Regulatory & ComplianceGovernment & Policy

Jury Hears Closing Arguments in NYC Chinese Police Outpost Trial

Jurors in Brooklyn federal court heard closing arguments in the trial of Lu Jianwang, accused of running an unauthorized Chinese police station in Manhattan.

May 13, 20263 min read
Funding & M&ARegulatory & Compliance

PE's AI buying spree drives scrutiny over conflicts and tougher disclosures

Private equity's billion-dollar AI deals invite new DOJ, FTC, and SEC attention on conflicts and disclosures, challenging legal and compliance advisers.

May 13, 20263 min read